Stanford CIS

A credo for facilitators

By Colin Rule on

Peter Adler, head of the Keystone Center and a giant in the field of dispute resolution, recently published a great "credo for facilitators" that he first came up with some years ago.  I really like his set of seven beliefs at the end of the credo:

"1. A GOOD FAITH CONTRACT.

We believe the job of the “facilitator” involves a three way good faith contract that must be honored by (a) those who are sponsoring or convening the process; (b) those who are serving as facilitators of the process; and (c) those who are participating in the facilitated process{...}

2. TRUSTWORTHINESS AND IMPARTIALITY.

We believe that the first duty of a facilitator is to be a servant of the group and the process. This requires trustworthiness and impartiality and a guarantee that all parties will be treated equally and fairly in the discussion or decision seeking process. Facilitators cannot advocate for one party’s point of view and must never participate in any process that is misrepresented as to its purpose or that is intended to circumvent legal processes. Sponsors and participants have the responsibility to help the facilitator maintain his/her impartiality by making them aware of instances in which they appear to be treating people unfairly.

3. INCLUSION AND PARTICIPATION.

We believe the job of the facilitator is to help groups have difficult and sometimes risky and far reaching conversations that will affect other people, including those who may not be at the table. Collaboration begins with inclusion and participation. While the ultimate responsibility for deciding who is and is not invited to participate in a particular process rests with the convener and sponsor, facilitators have a duty to advocate for the widest representation and fullest participation.

4. RESPECT FOR CULTURE.

We recognize that important meetings sometimes bring together people of different cultures, backgrounds and experience in public forums. We strive to design and conduct meetings that are sensitive to the cultural norms and expectations of the participants and their experiences in participating in public meetings. Understanding who will participate in meetings is therefore a critical component of process design.

5. CLARITY ABOUT OWNERSHIP AND DECISION MAKING.

We believe that sponsors and facilitators have a duty to group members to explain fully and completely (a) how decisions in the group will be made; (b) how any generated information will be used and who owns that information when the process is complete; and (c) where the groups activities and decisions will ultimately fit in the life of the issue under consideration. Hierarchy or other circumstances sometimes may mean that the final decision will not be made by the group; if so, this must be made clear from the beginning of the process.

6. BETTER POLITICS.

We recognize that process facilitation is ultimately a political act. By “political” we mean that group discussions are usually an attempt to improve the collective good, that they bring together people with different kinds of power, and that they ultimately involve the making of difficult decisions about who gets what, for what purposes, and under what conditions. As facilitators, we assume a role of trusted third party. Throughout all of our work, we strive to increase the group’s productivity, to help create decisions that are fair, efficient, stable, wise, and transparent, to create good “road maps” for the future, and where possible, to heal old hurts and restore good relations. To do these things, we may play different roles. Sometimes we organize. Sometimes we coach. Sometimes we plan.

7. THE FACILITATORS ROLE.

We believe that the role of the group facilitator can be significant and can help a group achieve great things. It is not a panacea, a way of life, a universal cure, or a therapy. Facilitation has limits, is often not appropriate, and can, when done badly, do tremendous damage. Facilitation therefore should not be done casually or assumed to be trivial. It carries serious responsibilities."

A lot of wisdom in there.

Published in: Blog