Lisa A. Gok, Assistant Regional Director for Enforcement in the Pacific Regional Office of the U.S. Securities and Exchange Commission, and Roberto Tercero, Senior Counsel in the Commission's Internet Enforcement Branch in Los AngelesNovember 4, 2002
Time and Room TBD
Stanford Law School
All are welcome.
How is the Internet used to violate the federal securities laws? How does the SEC respond? The presentation covers "pump and dump" stock manipulations, offering fraud and hoax press releases. We also discuss investigative issues that arise as a result of the Electronic Communications Act, the Cable Communications Policy Act and the recently enacted USA PATRIOT Act.